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Operational Risk Consultant 4 - WIM Control

Company: Wells Fargo
Location: West Des Moines
Posted on: July 11, 2019

Job Description:

Job Description

At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, insurance and both individual and institutional retirement.

Wealth and Investment Management (WIM) Operational Risk Control Team

The WIM Operational Risk Control team provides business executives with an aggregate view of risk for their respective business, as well as assurance of the effectiveness and sustainability of the internal risk and control framework, including risk assessment, reporting, monitoring and escalation of control related issues.

The Role

WIM Operational Risk Control team is expanding the Integrated Process Risk & Control Program to include a new opportunity for an experienced senior operational risk consultant. This ORC 4 will play a prominent role as part of team managing Integrated Process Risk & Control (IPRC) program which is a critical component of Enterprise Operational Risk Ecosystem. This highly visible and critical component of WIM's front line control executive organization will partner and collaborate with Independent Risk Management (IRM), Risk Type Owners, and Risk Program Owners & LOB Risk teams to support the implementation of IPRC and work towards maturity of the program.

A successful candidate must be a collaborative individual contributor capable of initiating action, leading from the front and managing multiple concurrent deliverables without sacrificing quality or deadlines in an aggressive and past paced environment. He/She will be expected to build strong and collaborative relationships with partners within WIM Operational Risk Control team and the enterprise.

Key Responsibilities in lead or support capacity include, but are not limited to:

* Policy/Program implementation & oversight
* Policy/Program execution support
* Ensure program requirements and deadlines are met and executed appropriately
* Data Analysis and Data Management support
* Management Reporting
* Build out of an engagement model with risk type teams (Third Party Risk, Information Security risk etc.) and partner to develop guidance for consistent execution of risk & control assessments for given risk type
* Data Quality Monitoring and Credible Challenge support
* Drive integration and alignment with other risk assessment programs
* Provide guidance and subject-matter expertise to underlying stakeholders and ensure activities are in compliance with governing requirements
* Risk and Control assessment work for risks/controls applicable to WIM top of house
* Manage and Maintain overall program documentation
* Change Management
* Tool Support
* Overall Program maturity and risk transformation initiatives

Required Qualifications

* 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

Desired Qualifications

* Advanced Microsoft Office skills
* Excellent verbal, written, and interpersonal communication skills
* Strong analytical skills with high attention to detail and accuracy
* Ability to interact with all levels of an organization

Other Desired Qualifications

* 3+ years of experience with Governance, Risk, and Compliance (GRC) concepts
* Professional risk management designation e.g. CRCM, ACAMS, CIA
* Experience with Wells Fargo Share Archer Governance, Risk & Compliance tool or equivalent
* Audit Experience
* Risk Program/Policy Implementation specifically around risk and control self-assessment
* Experience with Operational Risk Foundations components (Risk and Control Self- Assessment, Internal Loss Data, External Loss Data)
* Experience and understanding of WF Operational Risk Management Platform (SHRP) modules (SHRP Issue Management, RCSA, Compliance Management, SHRP Reporting) or their equivalents
* Experience building partnerships and consulting effectively with leadership
* Knowledge and understanding of financial services industry: compliance, risk management, or audit operations
* Experience working in or closely with Wealth and Investment Management lines of business (or external equivalents) sufficient to demonstrate a working knowledge of their products/services, key processes/systems, and organizational structure
* Experience creating reports in response to management, audit, or regulatory requirements
* Demonstrated data analysis experience
* Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment to meet changing business needs

Job Expectations

* Ability to travel up to 10% of the time

Salary Information

The salary range displayed below is based on a Full-time 40 hour a week schedule.

NC-Charlotte: Min: $80,500 Mid: $115,000

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, West Des Moines , Operational Risk Consultant 4 - WIM Control, Professions , West Des Moines, Iowa

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