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Compliance Consultant 4 - UDAAP Assessment

Company: Wells Fargo
Location: West Des Moines
Posted on: October 12, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company. The UDAAP Assessment Compliance Consultant role directly supports the enterprise UDAAP program within the Responsible Banking Compliance team. The consultant will conduct a significant number of ongoing, independent, risk based UDAAP compliance assessments of products, services and processes across the enterprise. This position will play a critically important role in assessing and mitigating UDAAP risks across the enterprise. This includes:

  • Perform multiple assessments of products, services and processes concurrently with challenging deadlines.
  • Document assessment results including evaluation of the inherent risk and adequacy of controls to mitigate UDAAP risk.
  • Promote a strong compliance culture related to UDAAP.
  • Communicate results and issues identified from assessments with senior leadership.
  • Identify and escalate emerging risks to management as appropriate.
  • Work closely with the UDAAP Program and compliance partners across the enterprise to address areas of identified UDAAP risk.
  • Build and maintain relationships with business and control leaders, the legal department, and internal audit team members in support of UDAAP assessment process. ***Please note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.

    Required Qualifications
    • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization
      • A BS/BA degree or higher
      • Ability to work with limited supervision
      • Experience successfully escalating complex issues and tracking follow-through to completion
      • Experience communicating in both written and verbal formats with senior executive-level leaders
      • Experience developing improvement processes and implementation strategies
      • Exposure to Wells Fargo s Shared Risk Platform (SHRP)
      • Leadership skills including the ability to influence effectively in a matrix environment



        Street Address
        NC-Charlotte: 301 S Tryon St - Charlotte, NC
        NC-Charlotte: 401 S Tryon St - Charlotte, NC
        SC-Fort Mill: 3480 State View Blvd - Fort Mill, SC
        TX-DAL-Downtown Dallas: 1445 Ross Ave - Dallas, TX
        IA-Des Moines: 800 Walnut St - Des Moines, IA
        IA-West Des Moines: 7001 Westown Pkwy - West Des Moines, IA
        MN-Minneapolis: 600 S 4th St - Minneapolis, MN
        OR-Portland: 1300 Sw 5th Ave - Portland, OR
        TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX
        MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO


        Disclaimer

        All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.
        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, West Des Moines , Compliance Consultant 4 - UDAAP Assessment, Other , West Des Moines, Iowa

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