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Lead Control Management Officer - Investment Portfolio

Company: Wells Fargo
Location: West Des Moines
Posted on: August 7, 2022

Job Description:

About this role:Wells Fargo is seeking a Lead Control Management Officer. This position is within the Investment Portfolio Control team supporting the Business Control Leader function.In this role, you will:

  • Serve as the business control lead for a portfolio within the Investment Portfolio, directly supporting an OC-2 member.
  • Develop and/or have an understanding of the unique risks and business processes of the portfolio.
  • Serve as a Subject Matter Expert (SME) of the business platform's end-to-end processes; leveraging a comprehensive appreciation of business activities and broader stakeholder impact to implement a risk and control environment designed to facilitate management's objectives.
  • Identify process inefficiencies and potential control gaps; Identify key risks, controls, and monitoring activities within the business processes and determine potential issue management impacts.
  • Continuously engage in discussions with LOB partners on strategy, industry trends, organizational changes, and new/modified markets, systems, products and services, to determine impact and identify and remediate risk issues.
  • Collaborate with, guide and counsel LOB partners on control design and implementation to mitigate risks.
  • Collaborate with, guide, and counsel LOB partners on matters relating to the identification, formulation, and implementation of Corporate policies, procedures to mitigate risks.
  • Ensure a proper LOB profile of applicable regulations and associated controls as well as residual risks and compensating controls are maintained and continuously updated in appropriate systems of record on an ongoing basis.
  • Demonstrate the ability to be adaptable to a dynamic and quickly changing, fast paced work environment where priorities or focus may shift frequently.
  • Lead complex initiatives designed to mitigate current and emerging risks with broad impact.
  • Act as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional area.
  • Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and implementing risk-mitigation strategies.
  • Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area.
  • Develop and implement risk monitoring and risk reporting processes and controls.
  • Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations, and provide guidance in developing and implementing risk-mitigating strategies.
  • Lead Control Management project or virtual teams.Required Qualifications, US:
    • 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationDesired Qualifications:
      • Ability to take on a high level of responsibility, initiative, and accountability
      • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
      • Strong collaboration and partnering skills
      • Ability to develop partnerships and collaborate with other business and functional areas
      • Strong analytical skills with high attention to detail and accuracy
      • Excellent verbal, written, and interpersonal communication skills
      • Ability to communicate effectively, in both written and verbal formats, with senior executive-level leaders
      • Ability to quickly establish credibility to build and maintain effective working relationships
      • Ability to provide leadership to a matrixed organization environment
      • Strong risk management leadership skills
      • Knowledge and understanding of Shared Risk Platform (SHRP) such as reporting and issue management
      • Knowledge and understanding of Risk and Control Self-Assessment (RCSA)
      • Ability to adapt and be flexible in a working environmentLocations:
        • Charlotte, NC; Minneapolis, MN; Irving, TX; West Des Moines, IA; Tempe, AZ; St Louis, MO We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Keywords: Wells Fargo, West Des Moines , Lead Control Management Officer - Investment Portfolio, Executive , West Des Moines, Iowa

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