Senior Lead Control Management Officer- Commercial Real Estate
Company: Wells Fargo
Location: West Des Moines
Posted on: August 6, 2022
Job Description:
At Wells Fargo, we are looking for talented people who will put
our customers at the center of everything we do. We are seeking
candidates who embrace diversity, equity and inclusion in a
workplace where everyone feels valued and inspired. Help us build a
better Wells Fargo. It all begins with outstanding talent. It all
begins with you. About this role:Wells Fargo is seeking a CRE
Control - Senior Lead Control Management Officer within the CIB
Control organization and will be supporting the Real Estate
Banking, Specialty Real Estate Finance, and REIT Finance Group
businesses within Commercial Real Estate (CRE). The position will
have CRE-wide leadership responsibilities as part of CRE's many
Internal Control Community of Practice (CoP's), provide risk
management and business subject matter expertise on lending,
banking and investments issues, and be responsible for leading
certain risk programs across CRE.Learn more about the career areas
and lines of business at In this role, you will:
- Function as the key point of contact for senior leaders and key
partners in CRE businesses, IRM, Wells Fargo Audit, regulators, and
other constituents; ensure that all inquiries are responded to
appropriately and in a timely manner.
- Manage CRE-wide strategic initiatives with complex corrective
actions and critical deadlines and deliverables related to
regulatory commitments.
- Continuously engage in discussions with LOB partners on
strategy, industry trends, organizational changes, and new/modified
markets, systems, products and services, to determine impact and
identify and remediate risk and control issues across all risk
types.
- Risk and Control Self-Assessment (RCSA): Guide the CRE business
leader(s) through detailed risk and control evaluations.
- Issue / Incident Management and Loss Capture: Assess
operational risk incidents using methods such as root cause
analysis. Consult with business to develop corrective action
plans.
- Oversee implementation progress and conduct validation efforts
as required. Coordinate with business and support partners for
creation of Self-Disclosed issues in Issues Management system of
record. Record losses in the system of record, as applicable.
- Management Reporting: Establish and update regular risk reports
for communication of risk ratings, issues and key topics.
- Exams / Reviews: Coordinate with internal testing engagements
such as Enterprise T&V, Internal audit, and Regulatory
exams.
- Projects & Platform Initiatives: Work with the business and
support teams to provide operational risk expertise and consulting
for projects and platform initiatives, considering impacts to risk
& control framework.
- Follow and adhere to applicable Wells Fargo policies and
procedures, appropriately fulfilling risk and compliance
obligations, timely and effective escalation and remediation of
issues, and making sound risk decisions. There is emphasis on
proactive monitoring, governance, risk identification and
escalation, as well as making sound risk decisions commensurate
with the business unit's risk appetite and all risk and compliance
program requirements.Required Qualifications:
- 7+ years of Risk Management or Financial Services Industry
experience, or equivalent experience demonstrated through one or a
combination of the following: work experience, training, military
experience, educationDesired Qualifications:
- Superior project management skills including the ability to
manage multiple projects concurrently
- Knowledge and understanding of project management and
implementation in a matrix managed environment
- Advanced knowledge of issue management policy
- Knowledge and understanding of Shared Risk Platform (SHRP) such
as reporting and issue management
- Knowledge and understanding of metrics-based analysis:
reporting and trend analysis
- Experience interpreting and applying state, federal, and agency
legal and regulatory compliance requirements
- 5+ years of consulting or regulatory experience in the
financial services industry
- Strong working knowledge of Commercial Real Estate (CRE)
businesses, its products and services, and relevant risks and
controls of the business
- Working knowledge of the Risk Management Framework (RMF)
concepts and policies across risk types (regulatory, financial
crimes, credit, operational, etc.)
- Excellent communication skills (verbal, written and
interpersonal); ability to concisely articulate complex concepts in
a clear manner
- Strong analytical skills with high attention to detail and
accuracy
- Highly professional, adaptable and pro-active mindset
- Demonstrated capability to confidently raise issues, escalate
early, and engage in constructive credible challenge
independently
- Advanced Microsoft Office skills
- Technical understanding of specific business operations,
processes, products, and customer interactions where they manifest
risk
- Ability to develop high performing, diverse risk structure in a
highly matrixed environment
- Ability to assess and determine when to raise concerns and
escalate
- Pro-actively resolve conflict and maintain objectivity Posting
Location: 550 S. Tryon Street Charlotte, NCWe Value Diversity At
Wells Fargo, we believe in diversity, equity and inclusion in the
workplace; accordingly, we welcome applications for employment from
all qualified candidates, regardless of race, color, gender,
national origin, religion, age, sexual orientation, gender
identity, gender expression, genetic information, individuals with
disabilities, pregnancy, marital status, status as a protected
veteran or any other status protected by applicable law. Employees
support our focus on building strong customer relationships
balanced with a strong risk mitigating and compliance-driven
culture which firmly establishes those disciplines as critical to
the success of our customers and company. They are accountable for
execution of all applicable risk programs (Credit, Market,
Financial Crimes, Operational, Regulatory Compliance), which
includes effectively following and adhering to applicable Wells
Fargo policies and procedures, appropriately fulfilling risk and
compliance obligations, timely and effective escalation and
remediation of issues, and making sound risk decisions. There is
emphasis on proactive monitoring, governance, risk identification
and escalation, as well as making sound risk decisions commensurate
with the business unit's risk appetite and all risk and compliance
program requirements. Candidates applying to job openings posted in
US: All qualified applicants will receive consideration for
employment without regard to race, color, religion, sex, sexual
orientation, gender identity, national origin, disability, or
status as a protected veteran. Candidates applying to job openings
posted in Canada: Applications for employment are encouraged from
all qualified candidates, including women, persons with
disabilities, aboriginal peoples and visible minorities.
Accommodation for applicants with disabilities is available upon
request in connection with the recruitment process.
Keywords: Wells Fargo, West Des Moines , Senior Lead Control Management Officer- Commercial Real Estate, Executive , West Des Moines, Iowa
Didn't find what you're looking for? Search again!
Loading more jobs...