WestDesMoinesRecruiter Since 2001
the smart solution for West Des Moines jobs

Enterprise Testing Manager - Testing and Validation Quality Control

Company: Wells Fargo
Location: West Des Moines
Posted on: February 14, 2020

Job Description:

Job Details Company Overview Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as 'Personal Cell' or 'Cellular' in the contact information of your application. At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company. Within Wells Fargo Compliance, the Enterprise Testing group is responsible for establishing and maintaining a consolidated Enterprise Testing program at the corporate level. Enterprise Testing is responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing the Enterprise Testing methodology and standards, and executing group- specific testing. The Wealth and Investment Management Testing & Validation (WIM T & V), under Enterprise Testing, is seeking an experienced testing or audit leader to join the Team. This Compliance Manager 3 role will focus on building and leading a quality control function in WIM consisting of a small team of QC consultants. This individual will be responsible for working with WIM T & V Leaders to develop and execute processes around quality controls within WIM in accordance with the Independent Monitoring, Testing and Validation Policy. This leader will also be responsible for other governance activities and validations as needed. Specific duties for this position include, but are not limited to: - Team leadership in the execution of quality control activities in accordance with Enterprise and WIM T & V standards to ensure comprehensive coverage and consistency of execution - Maintain an understanding of the Risk Management Framework, Independent Monitoring, Testing and Validation Policy and all other Corporate and WIM T & V standards that apply to this function - Identify areas of improvement in testing and validation based on objective quality control reviews - Present results of quality control activities in an objective and unbiased manner - Provide professional and high quality reporting to WIM T & V leaders, Enterprise Testing, WFAS, regulators and other stakeholders as needed - Provide reporting that is fact based and anchored in data and metrics but balanced with supplemental information as needed - Work on training initiatives to provide ongoing feedback to WIM T & V team members and ensure improvement in testing and validation activities from baseline assessment - Develop risk based strategies to implement a robust quality control program that is efficient and customized based on need while minimizing impact to WIM T & V teams - Participate in talent recruitment/hiring to maintain required staffing levels for the execution of quality control program - Closely track time spent on processes to improve efficiency, eliminate downtime and to estimate necessary staffing needs based on volume of work - Execution of related special projects/initiatives, including the implementation of new requirements related to quality control, testing, validation and remediation of any related audit/exam issues - Ongoing backup support of WIM Centralized processes including best practices, training, program adherence, and regulatory/WFAS coordination - Demonstrated ability to think independently and provide credible challenge as needed As a Team Member Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will: - Lead your team with integrity and create an environment where your team members feel included, valued, and supported to do work that energizes them - Accomplish management responsibilities which include sourcing and hiring talented team members, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and completing daily management tasks Required Qualifications - 7+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 7+ years of financial services industry experience, of which 5+ years must include direct experience in risk management - 2+ years of leadership experience Desired Qualifications - Solid critical thinking skills - Strong analytical skills with high attention to detail and accuracy - Excellent verbal, written, and interpersonal communication skills - Ability to interact with all levels of an organization - Outstanding problem solving and analytical skills with ability to turn findings into strategic imperatives Other Desired Qualifications - Experience in Audit or Testing - Experience in Compliance or Risk - Ability to multi-task and prioritize in a high volume, high paced dynamic environment with minimal supervision - Build effective business partnerships and collaborate with all levels of team members - Working knowledge of WIM business lines - Knowledge of fiduciary regulations - Knowledge of SEC and FINRA regulations - Knowledge of securities industry and asset management principles - Capacity to learn new systems, applications and technologies quickly - Advanced degree (MBA) or certification (CPA, CIA, CRCM) - Strong work ethic and ability to work under tight deadlines - Ability to identify issues, risk and escalate to the appropriate party One or more of the following certifications is desired: - Certified Anti-Money Laundering Specialist (CAMS) - Certified Financial Crimes Specialist (CFCS) - Certified Information Systems Auditor (CISA) - Certified Internal Auditor (CIA) - Certified Public Accountant (CPA) - Certified Regulatory Compliance Manager (CRCM) - Certified Risk and Compliance Management Professional (CRCMP) - Certified Risk Professional Program (CRP) For Testing and Validation Positions Only Street Address MN-Minneapolis: 600 S 4th St - Minneapolis, MN MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO IA-Des Moines: 800 Walnut St - Des Moines, IA IA-West Des Moines: 7001 Westown Pkwy - West Des Moines, IA NC-Charlotte: 401 S Tryon St - Charlotte, NC OR-Portland: 1300 Sw 5th Ave - Portland, OR TX-DAL-North Dallas: 14241 Dallas Parkway - Dallas, TX TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX SC-Fort Mill: 3480 State View Blvd - Fort Mill, SC PA-Philadelphia: 101 N Independence Mall E - Philadelphia, PA SD-Sioux Falls: 4811 N 4th Ave - Sioux Falls, SD Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Recommended skills Certified Internal Auditor Certified Risk Professional Certified Information Security Manager Certified Public Accountant Certified Regulatory Compliance Manager Governance

Keywords: Wells Fargo, West Des Moines , Enterprise Testing Manager - Testing and Validation Quality Control, Executive , West Des Moines, Iowa

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Executive Jobs


IA-OCIO-Workday Finance Module Project Manager (623015)
Description: Title: IA-OCIO-Workday Finance Module Project Manager 623015 Location: 200 E. Grand Ave Des Moines, IA Interview : In Person Only Interviews will be conducted on February 27th, 28th and Monday, May (more...)
Company: American Technology Consulting LLC
Location: Des Moines
Posted on: 02/29/2020

Restaurant Manager- Village Inn
Description: Where Careers Are MadeCome be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make a simple pledge to our team (more...)
Company: Village Inn
Location: Des Moines
Posted on: 02/29/2020

Workday Financial Module Project Manager
Description: Our client is looking for Workday Financial Module Project Manager. This Project Manager will contribute to the implementation of Workday as the ERP solution for the State of Iowa with a specific focus (more...)
Company: IO Datasphere
Location: Des Moines
Posted on: 02/29/2020


Restaurant Manager
Description: Restaurant Manager - Village InnWhere Careers Are MadeCome be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make (more...)
Company: Pure Job Alerts
Location: Ames
Posted on: 02/29/2020

Restaurant Manager
Description: Where Careers Are Made br br Come be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make a simple pledge to (more...)
Company: Village Inn
Location: Des Moines
Posted on: 02/29/2020

Restaurant Manager in Ames
Description: Restaurant Manager - Village InnWhere Careers Are MadeCome be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make (more...)
Company: Village Inn
Location: Ames
Posted on: 02/29/2020

IT Auditor (Risk Management)
Description: Businessolver is a technology company delivering market-changing benefits and services to millions of people across the U.S. Our primary mission is to transform benefits to a year-round personalized journey (more...)
Company: Businessolver
Location: Des Moines
Posted on: 02/29/2020

Payroll Manager
Description: Iowa State University and the Office of Payroll, Benefits Tax is seeking candidates for a Payroll Manager. We are seeking an energetic and motivated professional interested in a dynamic and fast-paced (more...)
Company: Iowa State University
Location: Ames
Posted on: 02/29/2020

Case Manager
Description: Position: Case Manager Department: Case Management Status: Full Time Shift/Hours: Generally Monday-Friday, Days Job Description: Coordinates the care
Company: Broadlawns Medical Center
Location: Des Moines
Posted on: 02/29/2020

Workday Finance Module Project Manager
Description: Hi, Greetings From Global IT Family Job Details: Requisition Class: PMV2 : PM4Region Name: State of IowaTitle/Role: IA-OCIO-Workday Finance Module Project Manager 623015 Start Date: 03/02/2020End Date: (more...)
Company: Global IT Family
Location: Des Moines
Posted on: 02/29/2020

Log In or Create An Account

Get the latest Iowa jobs by following @recnetIA on Twitter!

West Des Moines RSS job feeds