Senior Compliance Specialist
Company: Wells Fargo
Location: West Des Moines
Posted on: May 27, 2023
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Job Description:
At Wells Fargo, we are looking for talented people who will put
our customers at the center of everything we do. We are seeking
candidates who embrace diversity, equity, and inclusion in a
workplace where everyone feels valued and inspired. Help us build a
better Wells Fargo. It all begins with outstanding talent. It all
begins with you.
About this role:
Wells Fargo is seeking a Senior Compliance Specialist...
In this role, you will:
Establish, implement, and maintain risk standards and programs to
drive compliance with federal, state, agency, legal and regulatory
and Corporate Policy requirements
Oversee the Front Line's execution and challenges appropriately on
compliance related decisions
Provide oversight and monitoring of risk-based compliance
programs
Develop and oversee standards
Provide subject matter expertise with comprehensive knowledge of
business and functional area
Provide compliance risk expertise and consulting for projects and
initiatives with moderate risk for a business line or functional
area
Monitor reporting, escalation, and timely remediation of issues,
deficiencies or regulatory matters regarding compliance risk
management
Provide direction to the business on developing corrective action
plans and effectively managing regulatory change
Provide compliance risk expertise
Consult for projects and initiatives with moderate risk for a
business line
Identify and recommend opportunities for process improvement and
risk control development
Provide direction to the business on developing corrective action
plans and effectively managing regulatory change
Report findings and make recommendations to management appropriate
committees
Interpret policies, procedures, and compliance requirements
Collaborate and consult with peers, colleagues and managers to
resolve issues and achieve goals
Work with complex business units, rules and regulations on moderate
risk compliance matters
Receive direction from leaders and exercise independent judgment
while developing the knowledge to understand function, policies,
procedures, and compliance requirements
Required Qualifications, US:
Desired Qualifications:
An active Certified Regulatory Compliance Manager (CRCM)
designation
Strong understanding of mortgage business processes, regulations,
and mortgage risk management systems
Experience managing engagements with regulators and auditors.
Understanding of banking risk and control systems and issue
management processes
Experience serving as regulatory compliance advisor to business
management.
Strong background with mortgage consumer protection regulations
including FCRA, ADA, RESPA, and Privacy and the ability to
demonstrate that knowledge.
Ability to communicate complex concepts in a clear, simplified
manner to executive leadership and law department partners.
Ability to collaborate and management engagements and projects.
Ability to perform in depth research and analysis and able to
articulate results to senior leaders and business partners.
Strong background in analyzing and manipulating data to identify
trends and risks across multiple businesses.
Strong writing and communication skills
Job Expectations:
Ability to travel when needed.
Willingness to working on-site at designated location.
Job Locations:
WEST DES MOINES, IA
CHARLOTTE, NC
IRVING, TX
MINNEAPOLIS, MN
SAINT LOUIS, MO
TEMPE, AZ
Posting Statements:
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in
the workplace; accordingly, we welcome applications for employment
from all qualified candidates, regardless of race, color, gender,
national origin, religion, age, sexual orientation, gender
identity, gender expression, genetic information, individuals with
disabilities, pregnancy, marital status, status as a protected
veteran or any other status protected by applicable law.
Employees support our focus on building strong customer
relationships balanced with a strong risk mitigating and
compliance-driven culture which firmly establishes those
disciplines as critical to the success of our customers and
company. They are accountable for execution of all applicable risk
programs (Credit, Market, Financial Crimes, Operational, Regulatory
Compliance), which includes effectively following and adhering to
applicable Wells Fargo policies and procedures, appropriately
fulfilling risk and compliance obligations, timely and effective
escalation and remediation of issues, and making sound risk
decisions. There is emphasis on proactive monitoring, governance,
risk identification and escalation, as well as making sound risk
decisions commensurate with the business unit's risk appetite and
all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified
applicants will receive consideration for employment without regard
to race, color, religion, age, sex, sexual orientation, gender
identity, national origin, disability, or status as a protected
veteran.
Candidates applying to job openings posted in Canada: Applications
for employment are encouraged from all qualified candidates,
including women, persons with disabilities, aboriginal peoples and
visible minorities. Accommodation for applicants with disabilities
is available upon request in connection with the recruitment
process.
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug
and Alcohol Policy to learn more.
Company: WELLS FARGO BANK
Req Number: R-273419-1
Updated: Thu May 18 00:00:00 UTC 2023
Location: WEST DES MOINES,Iowa
Keywords: Wells Fargo, West Des Moines , Senior Compliance Specialist, Accounting, Auditing , West Des Moines, Iowa
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