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Senior Compliance Specialist

Company: Wells Fargo
Location: West Des Moines
Posted on: May 27, 2023

Job Description:

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
About this role:
Wells Fargo is seeking a Senior Compliance Specialist...
In this role, you will:

  • Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements

  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions

  • Provide oversight and monitoring of risk-based compliance programs

  • Develop and oversee standards

  • Provide subject matter expertise with comprehensive knowledge of business and functional area

  • Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area

  • Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management

  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change

  • Provide compliance risk expertise

  • Consult for projects and initiatives with moderate risk for a business line

  • Identify and recommend opportunities for process improvement and risk control development

  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change

  • Report findings and make recommendations to management appropriate committees

  • Interpret policies, procedures, and compliance requirements

  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

  • Work with complex business units, rules and regulations on moderate risk compliance matters

  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

    Required Qualifications, US:

    • 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

      Desired Qualifications:

      • An active Certified Regulatory Compliance Manager (CRCM) designation

      • Strong understanding of mortgage business processes, regulations, and mortgage risk management systems

      • Experience managing engagements with regulators and auditors.

      • Understanding of banking risk and control systems and issue management processes

      • Experience serving as regulatory compliance advisor to business management.

      • Strong background with mortgage consumer protection regulations including FCRA, ADA, RESPA, and Privacy and the ability to demonstrate that knowledge.

      • Ability to communicate complex concepts in a clear, simplified manner to executive leadership and law department partners.

      • Ability to collaborate and management engagements and projects.

      • Ability to perform in depth research and analysis and able to articulate results to senior leaders and business partners.

      • Strong background in analyzing and manipulating data to identify trends and risks across multiple businesses.

      • Strong writing and communication skills

        Job Expectations:

        • Ability to travel when needed.

        • Willingness to working on-site at designated location.

          Job Locations:

          • WEST DES MOINES, IA

          • CHARLOTTE, NC

          • IRVING, TX

          • MINNEAPOLIS, MN

          • SAINT LOUIS, MO

          • TEMPE, AZ

            Posting Statements:

            • Job posting may come down early due to volume of applicants.

              We Value Diversity
              At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
              Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
              Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
              Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
              Drug and Alcohol Policy
              Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
              Company: WELLS FARGO BANK
              Req Number: R-273419-1
              Updated: Thu May 18 00:00:00 UTC 2023
              Location: WEST DES MOINES,Iowa

Keywords: Wells Fargo, West Des Moines , Senior Compliance Specialist, Accounting, Auditing , West Des Moines, Iowa

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