Audit Manager / Consumer Banking Audit Team

Company: Wells Fargo Bank
Location: West Des Moines
Posted on: February 15, 2020

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.? In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.Specific Duties:This specific role is for an Audit Manager on the Consumer Banking Audit Team to focus on auditing the activities within the Consumer Banking and Payments, Virtual Solutions, and Innovation (PVSI) Control Executive organizations.? Experience in Risk and Controls activities such as Compliance, Operational Risk, Fraud, Technology, and / or Finance/Accounting is preferred.? Specifically, experience is preferred in the Risk Management Framework, Enterprise Risk Programs and related pillars such as risk assessment, risk identification, and the enterprise risk management assessment, along with experience auditing key regulations.? Experience in auditing consumer businesses such as Community Banking, Home Lending, Wells Fargo Auto, Treasury Management, Operations, etc. is also desired.? As an Audit Manager, you will be responsible for supervising audit engagements and leading teams in performing reviews of Risk and Controls activities within the Consumer Banking and PVSI Control Executive organizations.?The Audit Manager supervises integrated audit projects as directed by senior management generally for multiple projects or audit engagements and may also participate in audits generally as subject matter expert in a consulting capacity.Responsibilities include:

• Supervise or oversee multiple concurrent projects
• Identify and assess key risks and controls and designs audit coverage across an auditable activity with limited guidance
• Exhibit appropriate judgment regarding issue notification;
• Communicate findings to internal client (business partner) management
• Draft and communicate final audit report and is able to interact effectively with senior management
• Coach and mentor auditors-in-charge and other staff regarding required knowledge and skills.
• Evaluate and provide appropriate solutions for complex problems
• Demonstrate professional skepticism
• Present audit results in an objective and unbiased manner to all levels of management
• Write opinions reflecting relevant facts that lead to logical conclusions and,
• Escalate significant risks and loss exposures to appropriate levels of management
• Effectively coach and guide other team members through the audit processAudit Managers demonstrate depth and breadth of knowledge that includes technology, operational, financial, and regulatory understanding across multiple businesses and may develop knowledge in a critical subject matter area.?They also may execute limited managerial duties under the direction and oversight of the Senior Audit Manager.As a Team Member Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will:
  • Lead your team with integrity and create an environment where your team members feel included, valued, and supported to do work that energizes them.
  • Accomplish management responsibilities which include sourcing and hiring talented team members, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and completing daily management tasks.
    
    Required Qualifications
    
    • 7+ years of experience in one or a combination of the following audit or risk functions: covering risk identification, mitigation and management (includes audit, legal, operational risk, compliance risk, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk.)
    • 2+ years of leadership experience
      
      Desired Qualifications
      
      • Experience at a financial institution or accounting firm
      • A BS/BA degree or higher
      • Solid knowledge and understanding of audit or risk methodologies and supporting tools
      • Understanding of financial regulatory environment
      • Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
        
        Other Desired Qualifications
        
        • Experience with specific focus in operational and regulatory risk management, audit, or related risk management functions.
        • Foundational knowledge of key processes, regulations, risks and controls within the Consumer Banking and / or PVSI portfolios.
        • Ability to lead projects/initiatives with high risk and complexity
        • Outstanding problem solving and analytical skills with ability to turn findings into strategic imperatives
          
          Job Expectations
          
          • Ability to travel up to 20% of the time
            
            Street Address
            MN-Minneapolis: 600 S 4th St - Minneapolis, MN
            NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC
            NC-Charlotte: 301 S College St - Charlotte, NC
            CO-Denver: 1700 Lincoln St - Denver, CO
            IA-West Des Moines: 1776 Westlakes Pkwy - West Des Moines, IA
            AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ
            PA-Philadelphia: 1 S Broad St - Philadelphia, PA
            TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX
            
            
            Disclaimer
            
            All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.
            
            Relevant military experience is considered for veterans and transitioning service men and women.
            Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
            

Keywords: Wells Fargo Bank, West Des Moines , Audit Manager / Consumer Banking Audit Team, Accounting, Auditing , West Des Moines, Iowa