WestDesMoinesRecruiter Since 2001
the smart solution for West Des Moines jobs

Compliance Consultant 3 - WIM Financial Crimes Testing and Validation

Company: Wells Fargo
Location: West Des Moines
Posted on: December 4, 2019

Job Description:

Important Note During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as Personal Cell or Cellular in the contact information of application. At Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. We re looking for talented people who will put ou customers at the center of everything we do. Join our diverse and inclusive team where you ll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company. Testing and validation is a core component of risk management at the Company and is a critical step in the Company s risk management process. Enterprise Testing reports directly to the Chief Compliance Officer and is responsible for performing independent, risk-based testing and issue validation activities for compliance and operational risk oversight, as well as issuing company-wide monitoring, testing, and assurance policies. The Wealth and Investment Management (WIM) Testing & Validation (T&V) function performs regulatory compliance and operational risk testing and issue validation across all the WIM businesses, including Wells Fargo Advisors, The Private Bank, Abbot Downing, Wells Fargo Institutional Retirement and Trust, and Wells Fargo Asset Management. The WIM Financial Crimes Testing Consultant will support the WIM Financial Crimes Testing Manager in performing risk-based compliance control testing to assure compliance with financial crimes-related regulatory requirements and corporate policies applicable to the Wealth and Investment Management businesses. This includes areas such as Know Your Customer (KYC), suspicious activity reporting (SAR), sanctions and screening, etc. These responsibilities will include independently executing audit-style engagements including thorough planning, the creation and execution of testing plans, the identification and escalation of issues in adherence with the Independent Monitoring, Testing, and Validation Policy, and will include usage of the Wells Fargo Shared Risk Platform (SHRP) system. The Consultant will work with assigned business units to provide internal control and compliance risk expertise and consulting for projects and initiatives to identify, assess, and mitigate regulatory risk in business activities as well as providing recommendations to strengthen the business control environment. The Consultant will report findings and draft recommendations to WIM business and risk management partners. Please note Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo. Required_Qualifications * 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both * 2+ years of experience in one or a combination of the following additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field Desired_Qualifications * Intermediate Microsoft Office skills * Excellent verbal, written, and interpersonal communication skills * Strong analytical skills with high attention to detail and accuracy * Ability to interact with all levels of an organization * A BS/BA degree or higher in business, finance, or economics * Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment * Knowledge and understanding of audit methodologies and tools that support audit processes Other_Desired_Qualifications * 2+ years of experience creating, executing, and documenting audit or compliance testing engagements within the financial crimes/Anti-money laundering area * An active Certified Anti Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA) * Exposure to compliance, regulatory processes, and control assessment in a financial services environment * Ability to gain an understanding of and evaluate the internal controls of previously unfamiliar areas Street Address MO-Saint Louis1 N Jefferson Ave - Saint Louis, MO MN-Minneapolis600 S 4th St - Minneapolis, MN NC-Charlotte401 S Tryon St - Charlotte, NC SC-Fort Mill3480 State View Blvd - Fort Mill, SC Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/ Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Reference Number *******-4

Keywords: Wells Fargo, West Des Moines , Compliance Consultant 3 - WIM Financial Crimes Testing and Validation, Accounting, Auditing , West Des Moines, Iowa

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Accounting, Auditing Jobs


Payroll
Description: The Payroll Accountant II is responsible for assisting the Payroll Supervisor with maintaining company payroll functions. This position is also responsible for all tasks related to producing payroll (more...)
Company:
Location: Des Moines
Posted on: 12/14/2019

Senior Associate, Income Tax
Description: JOB DESCRIPTION br br JOB SUMMARY: - Major goals and objectives. br br Support 10 member Tax Team in all areas of Corporate Tax Administration, including federal income tax, international tax, (more...)
Company: Meredith Corporation
Location: Des Moines
Posted on: 12/14/2019

Accounts Payable Clerk
Description: DescriptionAccountemps is seeking a candidate for an Accounts Payable A/P Clerk that is able to start asap. The Accounts Payable Clerk role offers an exciting opportunity to make an indispensable contribution (more...)
Company: Robert Half Accountemps
Location: Ames
Posted on: 12/14/2019


Staff Auditor
Description: Job Title br Staff Auditor br br Job Description br br Job Summary - Major goals and objectives. br br Performs risk-based operational, financial, and compliance internal audits necessary (more...)
Company: Meredith Corporation
Location: Des Moines
Posted on: 12/14/2019

Accounting Specialist
Description: DescriptionAre you looking for a new position in the Des Moines area Accountemps is looking for an eager Accounting Specialist for a temporary position. If you are highly motivated and detail-oriented (more...)
Company: Robert Half Accountemps
Location: Des Moines
Posted on: 12/14/2019

Medical Billing Representative
Description: DescriptionWe currently have an excellent opportunity for a motivated Medical Billing Representative at a well-respected organization. If you are interested in improving your skills in healthcare industry, (more...)
Company: Robert Half Accountemps
Location: Ames
Posted on: 12/14/2019

Financial Advisor
Description: We believe as a Relationship Manager, you will be facilitating relationships with Fidelity's most valuable and lucrative clients. Through your honesty and integrity, we know you will inspire client dedication (more...)
Company: Fidelity Investments
Location: Des Moines
Posted on: 12/14/2019

Tax Preparer
Description: DescriptionA Tax Preparer vacancy has just opened up with a firm in the Des Moines Metro area. Interested candidates should apply through Accountemps. Required experience will be detail-oriented and deadline-driven (more...)
Company: Robert Half Accountemps
Location: Des Moines
Posted on: 12/14/2019

Assistant Corporate Controller
Description: Assistant Corporate ControllerASSISTANT CORPORATE CONTROLLERThe Waldinger Corporation, a premier mechanical, sheet metal, electrical, and service contractor, seeks a driven, process-oriented professional (more...)
Company: The Waldinger Corporation
Location: Des Moines
Posted on: 12/14/2019

Internal Audit Intern - Summer/Fall 2020
Description: Job Title br Internal Audit Intern - Summer/Fall 2020 br br Job Description br br Meredith Corporation has an opportunity for a motivated student pursuing a career in Accounting or Finance to (more...)
Company: Meredith Corporation
Location: Des Moines
Posted on: 12/14/2019

Log In or Create An Account

Get the latest Iowa jobs by following @recnetIA on Twitter!

West Des Moines RSS job feeds